trading venue no later than the end. In the case of certain types of MTFs which, like regulated markets, help companies to raise equity finance, the prohibition against market abuse also applies where a request for admission to trading on such a market has been made. Competent authorities shall cooperate with each other and with esma where necessary for the purposes of this Regulation, unless one of the exceptions in paragraph 2 applies. Where the competent authority has disclosed administrative or criminal sanctions or other administrative measures to the public, it shall simultaneously notify esma thereof. Additionally access to such premises is necessary where the person of whom a demand for information has already been made fails, wholly or in part, to comply with it or where there are reasonable grounds for believing that if a demand were to be made. A competent authority may refuse to act on a request for information or a request to cooperate with an investigation only in the following exceptional circumstances, namely where: (a) communication of relevant information could adversely affect the security of the Member State addressed, in particular. Dieses Prinzip beschäftigt sich mit dem Marktverhalten von Finanzdienstleistern und steht einem Missbrauch von Marktmacht entgegen. (12) Directive 95/46/EC of the European Parliament and of the Council of on protection of individuals with regard to the processing of personal data and on the movement of such data ( OJ L 281,.
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The competent authority of a Member State forex handeln tipps may transfer personal data to a third country provided the requirements of Directive 95/46/EC are fulfilled and only on a case-by-case basis. Article 18 Insider lists. . Competent authorities shall render assistance to competent authorities of other Member States and esma. At the same time, the exemption for public bodies acting in pursuit of the Unions climate policy should not extend to cases in which those public bodies engage in conduct or in transactions which are not in the pursuit of the Unions climate policy. (3) Position of the European Parliament of 10 September 2013 (not yet published in the Official Journal) and decision of the Council of (4) Directive 2003/6/EC of the European Parliament and of the Council of on insider dealing and market manipulation (market abuse) (. (37) Regulation (EU) No 1031/2010 provides for two parallel market abuse regimes applicable to the auctions of emission allowances. Where a competent authority receives a request from a competent authority of another Member State to carry out an on-site inspection or an investigation, it may do any of the following: (a) carry out the on-site inspection or investigation itself; (b) allow the competent authority. (5) Regulation (EU) No 1227/2011 of the European Parliament and of the Council of on wholesale energy market integrity and Transparency ( OJ L 326,.12.2011,. (55) The requirement to disclose inside information can be burdensome for small and medium-sized enterprises, as defined in Directive 2014/65/EU of the European Parliament and of the Council (10), whose financial instruments are admitted to trading on SME growth markets, given the costs of monitoring. Mai 2014 heißt es dazu: Die esma überprüft ein Verbot oder eine Beschränkung gemäß Absatz 1 in geeigneten Zeitabständen, mindestens aber alle drei Monate. Hierzulande gilt bereits seit dem ein Verbot der Nachschusspflicht. Diese müssen monatlich den sogenannten cmar-Bericht (Client Money and Assets Return) einreichen, in dem die gehaltenen Positionen genauer aufgeschlüsselt werden.